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Norman Ray Deken

Northwestern Mutual Investment Services, LLC

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About Norman Ray Deken

Norman Ray Deken is a financial professional with over 30 years of experience in the industry. Norman has been registered with Northwestern Mutual Investment Services, LLC since 2006 and has held prior registrations with ROBERT W. BAIRD & CO. INCORPORATED. He is a licensed Investment Adviser Representative in Indiana and is also registered with the state of Indiana as an Investment Adviser. Norman has passed several industry exams including the Series 7, Series 6, and Series 63, demonstrating his broad knowledge and expertise. In addition to his work with Northwestern Mutual, Norman is a Chartered Financial Consultant and provides services as an independent contractor.

Firm Information

Norman Deken is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Norman Deken’s Registration & Firm History

IN

01/18/2006 - Present

Northwestern Mutual Investment Services, LLC (Indianapolis IN)

WI

04/15/1992 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 07/11/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/26/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/1999

Series 7 - General Securities Representative Examination

BC

Issued 01/03/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Norman Ray Deken.
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