Unclaimed
Norman Randolph Jones is an investment advisor representative with MML Investors Services, LLC. Norman has been in the industry since 2013 and holds Series 6, 7, 63, and 65 licenses. Norman is registered with the following states: Delaware, District of Columbia, Florida, Georgia, Maryland, Texas, and Virginia. Norman has previously worked with PARK AVENUE SECURITIES LLC and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. He is also a Chartered Financial Consultant. Norman provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
VA
12/06/2023 - Present
MML Investors Services, LLC (McLean VA)
VA
11/08/2013 - 11/02/2023
PARK AVENUE SECURITIES LLC (RESTON VA)
VA
01/09/2013 - 10/15/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FAIRFAX VA)
IA
Issued 03/30/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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