Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Paul Fisher is an active investment advisor representative with UBS Financial Services Inc., located in Tulsa, OK. Norman has been in the industry since October 1, 1980, and holds Series 3, 63, and 7 licenses. Norman is also a member of the board of directors for The First Tee of Tulsa. Norman has worked with a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. Norman offers a wide range of advisory services, including financial planning, portfolio management, and investment education. Norman has a strong record of success in helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OK
01/02/2009 - Present
UBS Financial Services Inc. (TULSA OK)
OK
04/02/2007 - 01/06/2009
MORGAN STANLEY & CO. INCORPORATED (TULSA OK)
OK
02/17/1988 - 04/02/2007
MORGAN STANLEY DW INC. (TULSA OK)
NA
02/15/1988 - 03/03/1988
SHEARSON LEHMAN HUTTON INC.
NA
07/31/1984 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
09/25/1980 - 07/23/1984
A. G. EDWARDS & SONS, INC.
BC
Issued 09/05/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1986
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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