Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Mcinnis Nicolson is a registered investment advisor representative with Stifel, Nicolaus & Company, Inc. Norman has been in the securities industry since December 9, 1985, and is registered with the state of Alabama. Norman also holds registrations in Texas and numerous other states. Norman has passed the Series 63, Series 7 and Series 52 exams. Norman previously worked at Sterne, Agee & Leach, Inc. and The Robinson-Humphrey Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
06/02/2018 - Present
Stifel, Nicolaus & Company, Inc. (MOBILE AL)
AL
08/17/1990 - 07/07/2015
STERNE, AGEE & LEACH, INC. (MOBILE AL)
GA
12/02/1985 - 08/08/1990
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
BC
Issued 11/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1979
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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