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Norman Maurice Caffrey

IBN Financial Services, Inc.

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About Norman Maurice Caffrey

Norman Maurice Caffrey is a registered representative with IBN Financial Services, Inc. in Liverpool, New York. Norman Caffrey has been in the securities industry since 1984. Caffrey has a series 6 and series 63 license. Norman Caffrey is also licensed as an investment advisor representative in New York. Caffrey has been with IBN Financial Services, Inc. since 2002. Norman Caffrey’s past employment includes positions with CADARET, GRANT & CO., INC., PARK AVENUE SECURITIES LLC, GUARDIAN INVESTOR SERVICES CORPORATION, ROBERT W. BAIRD & CO. INCORPORATED, and NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC.

Firm Information

Norman Caffrey is currently registered with IBN Financial Services, Inc.. IBN Financial Services, Inc. is a Corporation formed in 1995 and headquartered in Liverpool, NY. They are a registered investment advisor with the SEC and in 49 states. IBN Financial Services, Inc. provides financial planning, portfolio management for individuals, and selection of other advisors. The firm manages approximately $163 million in assets for 830 clients, including high-net-worth individuals, corporations, charitable organizations, and individuals other than high-net-worth.
IBN Financial Services, Inc.

404 OLD LIVERPOOL RD

LIVERPOOL, NY 13088

$163.06M

Assets Under Management

Not reported

Total Clients

54

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Selection and monitoring fees

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Norman Caffrey’s Registration & Firm History

NY

07/16/2021 - Present

IBN Financial Services, Inc. (LIVERPOOL NY)

NY

01/16/2001 - 04/17/2002

CADARET, GRANT & CO., INC. (SYRACUSE NY)

NY

05/03/1999 - 01/17/2001

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

03/05/1996 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

WI

09/15/1988 - 02/02/1996

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

03/23/1984 - 02/02/1996

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 10/27/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Norman Maurice Caffrey.
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