Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Yee is a financial professional with over 20 years of experience in the industry. Norman is currently registered with Cuso Financial Services, LP in California. Norman has also held previous positions at Wescom Financial Services, E*TRADE Securities LLC, TD Ameritrade, Inc., Countrywide Investment Services, Inc., PaineWebber Incorporated, The Boston Group, Joseph Charles & Assoc., Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Norman is a registered representative and investment adviser representative in Alabama, Arizona, California, Florida, Idaho, Montana, Nevada, North Carolina, Ohio, Utah, and West Virginia. Norman holds Series 7, 63, 65, and 66 licenses. Norman specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/16/2023 - Present
Cuso Financial Services, LP (SIGNAL HILL CA)
CA
08/03/2010 - 02/06/2023
WESCOM FINANCIAL SERVICES (TORRANCE CA)
CA
02/16/2007 - 02/27/2009
E*TRADE SECURITIES LLC (TORRANCE CA)
CA
07/10/2001 - 12/04/2006
TD AMERITRADE, INC. (BEVERLY HILLS CA)
AZ
09/20/2000 - 06/18/2001
COUNTRYWIDE INVESTMENT SERVICES, INC. (CHANDLER AZ)
NJ
03/30/1998 - 09/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
12/09/1996 - 04/09/1998
THE BOSTON GROUP (LOS ANGELES CA)
FL
09/10/1996 - 12/05/1996
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
MN
09/09/1996 - 09/11/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/09/1996 - 09/11/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/10/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Norman Yee is the right advisor for you? Invested Better is here to help.
