Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Rosenblum is a financial professional with over 50 years of experience in the financial services industry. Norman is currently registered with Planmember Securities Corp. and has a strong track record of providing investment advice and financial planning services to a diverse range of clients, including individuals, businesses, and pension plans. Norman has served as an agent for The Rosenblum Company since 1985, and his previous experience includes roles at Reliastar Life Insurance Co., Lincoln Financial Advisors Corporation, and Mid Atlantic Capital Corporation. Norman holds a Series 7, Series 63, and Series 65 licenses and is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/04/2010 - Present
Planmember Securities Corp. (THOUSAND OAKS CA)
CA
10/23/2008 - 11/15/2010
LINCOLN FINANCIAL ADVISORS CORPORATION (WESTLAKE VILLAGE CA)
CA
05/03/2004 - 09/04/2008
MID ATLANTIC CAPITAL CORPORATION (THOUSAND OAKS CA)
CA
11/19/1998 - 05/03/2004
LONDON PACIFIC SECURITIES, INC. (SACRAMENTO CA)
AZ
11/19/1989 - 11/12/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CT
06/14/1993 - 12/31/1996
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NA
11/03/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
05/23/1986 - 11/03/1988
CHRISTOPHER WEIL & COMPANY, INC
NA
11/01/1985 - 06/12/1986
FINANCIAL ADVISORY CLINIC INVESTMENTS, INC.
NA
03/14/1985 - 05/27/1986
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
NA
02/09/1984 - 03/06/1985
PHILADELPHIA LIFE ASSET PLANNING COMPANY
NA
07/10/1972 - 03/12/1984
MONY SECURITIES CORP.
NA
07/10/1972 - 03/12/1984
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
IA
Issued 10/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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