Unclaimed
Norman Duhon is a registered representative with Raymond James & Associates, Inc. based in Shreveport, LA. Norman has been in the industry since March 2001. In addition to their current role at Raymond James & Associates, Inc., Norman has prior experience at Morgan Keegan & Company, Inc., AmSouth Investment Services, Inc., and Edward Jones. Norman holds the Series 7, Series 31, Series 63 and Series 65 securities licenses. Norman is a member of FINRA and is registered in several states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
02/13/2013 - Present
Raymond James & Associates, Inc. (SHREVEPORT LA)
LA
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (SHREVEPORT LA)
LA
11/18/2003 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (DELHI LA)
MO
03/13/2001 - 11/05/2003
EDWARD JONES (ST. LOUIS MO)
IA
Issued 08/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 03/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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