Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Lee Anderson is a financial advisor with over 40 years of experience in the financial services industry. Norman is a Registered Representative with Kingswood Wealth Advisors, LLC, where he provides a range of financial services, including financial planning, portfolio management, and retirement planning. Norman is also a Certified Financial Consultant and holds Series 7, 63, 24, 65, and 99 licenses. He has previously worked with First Allied Securities, Inc., United Planners' Financial Services of America A Limited Partner, and other financial firms. Norman has a proven track record of helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
11/07/2018 - Present
Kingswood Wealth Advisors, LLC (Phoenix AZ)
AZ
01/31/2014 - 08/30/2018
FIRST ALLIED SECURITIES, INC. (PHOENIX AZ)
AZ
07/20/1998 - 02/03/2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (PHOENIX AZ)
MA
02/12/1990 - 07/24/1998
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NA
03/16/1987 - 03/06/1990
EQUICO SECURITIES, INC.
NY
03/16/1987 - 03/06/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
09/20/1984 - 03/06/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NA
01/17/1986 - 06/02/1988
PHILADELPHIA LIFE ASSET PLANNING COMPANY
NA
10/20/1980 - 02/21/1986
EQUICO SECURITIES, INC.
NA
10/13/1977 - 02/20/1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 12/18/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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