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Norman Le Ashkenas

Robinhood Financial, LLC

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About Norman Le Ashkenas

Norman Le Ashkenas is a financial professional with over 20 years of experience in the industry. Norman is currently registered with Robinhood Financial, LLC in Lake Mary, FL and is also registered with the state of Massachusetts. Prior to joining Robinhood Financial, LLC, Norman worked at Fidelity Distributors Company LLC, National Financial Services LLC, Fidelity Brokerage Services LLC, Fidelity Distributors Corporation, Fidelity Investments Institutional Services Company, Inc. and Prudential Securities Incorporated.

Firm Information

Norman Ashkenas is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Norman Ashkenas’s Registration & Firm History

FL

09/15/2020 - Present

Robinhood Financial, LLC (Lake Mary FL)

MA

05/20/2020 - 09/10/2020

FIDELITY DISTRIBUTORS COMPANY LLC (BOSTON MA)

MA

05/19/2020 - 09/10/2020

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

01/01/2008 - 09/10/2020

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

RI

06/22/2010 - 07/08/2011

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

MA

03/09/2007 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

MA

07/29/2003 - 10/16/2006

FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)

NY

10/31/2002 - 06/26/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/24/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/30/2002

Series 14 - Compliance Officer Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Norman Le Ashkenas.
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