Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Cone is a financial advisor who has been working in the industry since 1993. Norman is currently registered with Cetera Investment Advisers LLC and holds several licenses, including Series 7, Series 63, Series 65, Series 24, and Series 51. Norman has previous experience working for Park Avenue Securities LLC, Cetera Advisors LLC, PIM Financial Services, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. Norman specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/31/2023 - Present
Cetera Investment Advisers LLC (Paso Robles CA)
CA
06/14/2021 - 09/07/2023
PARK AVENUE SECURITIES LLC (PASO ROBLES CA)
CA
02/07/1999 - 06/15/2021
CETERA ADVISORS LLC (PASO ROBLES CA)
CA
05/08/1997 - 02/01/1999
PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)
MN
02/23/1993 - 04/08/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/23/1993 - 04/08/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 3/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/3/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 9/17/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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