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Norman Kenneth Mielziner

Janney Montgomery Scott LLC

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About Norman Kenneth Mielziner

Norman Mielziner is a financial advisor at Janney Montgomery Scott LLC. Norman has been in the industry since 1969 and has experience providing financial advice to individuals, corporations, and charitable organizations. Norman holds the Series 7, Series 63, Series 24, Series 4, Series 9, Series 10, Series 15, Series 40, and Series 5 licenses. Norman is registered in 28 states.

Firm Information

Norman Mielziner is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Norman Mielziner’s Registration & Firm History

PA

06/12/2006 - Present

Janney Montgomery Scott LLC (New Hope PA)

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Licenses & Designations

BC

Issued 07/08/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/24/1989

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 09/10/1973

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/1982

Series 15 - Foreign Currency Options Examination

BC

Issued 10/17/1981

Series 5 - Interest Rate Options Examination

BC

Issued 02/01/1979

PC - AMEX Put and Call Exam

BC

Issued 10/28/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Norman Kenneth Mielziner. Review regulatory record here.
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