Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Kenneth Marshall is a financial advisor with over 40 years of experience in the financial services industry. Norman is currently registered with Capitol Securities Management, Inc. and is licensed to provide investment advice in 14 states. Norman has a wide range of experience in financial planning, portfolio management and pension consulting. He has been recognized for his expertise in working with individual investors, businesses and trusts/estates. Norman has been a registered investment advisor since 1994. Prior to joining Capitol Securities Management, Norman was a registered representative with Anderson & Strudwick, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
10/31/2011 - Present
Capitol Securities Management, Inc. (GLEN ALLEN VA)
VA
05/22/1981 - 11/10/2011
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
NA
09/23/1980 - 06/12/1981
WHEAT, FIRST SECURITIES, INC.
IA
Issued 06/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/27/1984
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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