Unclaimed
Norman Kapp is a financial advisor with PFS Investments Inc., a firm that offers a range of financial services including investment management, financial planning, and insurance. Norman has been in the financial industry for over 12 years and has held licenses in both Michigan and Florida. Norman is a Series 6, Series 63, and Series 65 licensed professional. This means that Norman is able to provide advice and sell a wide range of financial products, including stocks, bonds, mutual funds, variable annuities, and other investment products. Norman is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MI
07/20/2021 - Present
PFS Investments Inc. (PORTAGE MI)
IA
Issued 12/07/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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