Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Kang Pia is a financial professional with over 20 years of experience in the industry. Norman is currently a Registered Representative and Investment Advisor Representative with Assetmark, Inc. Prior to joining Assetmark, Inc., Norman worked with several other firms including Capital Brokerage Corporation and John Hancock Distributors LLC. Norman has a strong background in the financial industry and holds Series 7, 24, 26, 63, and 65 securities licenses. Norman has a proven track record of providing financial guidance to a variety of clients, including high-net-worth individuals, corporations, and pension plans. Norman is dedicated to helping clients achieve their financial goals and has a deep understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/15/2010 - Present
Assetmark, Inc. (Encino CA)
VA
12/03/2013 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CA
10/20/2009 - 11/20/2013
CAPITAL BROKERAGE CORPORATION (CONCORD CA)
CA
03/03/2004 - 04/15/2009
JOHN HANCOCK DISTRIBUTORS LLC (SANTA BARBARA CA)
CA
09/10/2003 - 12/19/2003
PLANMEMBER SECURITIES CORPORATION (CARPINTERIA CA)
IA
Issued 02/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Norman Pia is the right advisor for you? Invested Better is here to help.
