Unclaimed
Norman McLaughlin is a financial advisor with Money Concepts Capital Corp. based in Plymouth, MA. Norman has been in the financial services industry since July 20, 1993, and has held prior roles at Essex Securities LLC, Investors Capital Corp., MetLife Securities Inc., and Metropolitan Life Insurance Company. Norman is licensed to provide financial services in Connecticut, Florida, Massachusetts, New Hampshire, New York, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
MA
01/02/2015 - Present
Money Concepts Capital Corp. (Plymouth MA)
MA
01/01/2010 - 01/02/2015
ESSEX SECURITIES LLC (PLYMOUTH MA)
MA
01/02/2004 - 01/01/2010
INVESTORS CAPITAL CORP. (PLYMOUTH MA)
MA
07/21/1993 - 01/05/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/21/1993 - 01/05/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 08/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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