Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Jack Stern is a financial advisor with Commonwealth Financial Network. Norman has been in the financial services industry for over 30 years. His previous experience includes working for LPL Financial LLC, UVEST Financial Services Group, Inc., Royal Alliance Associates, Inc., Investors Security Company, Inc., and MML Investors Services, Inc.. Norman is a Certified Financial Planner and holds Series 63, Series 7 and SIE licenses. Norman specializes in working with individuals, high-net-worth individuals, businesses, pension and profit sharing plans, corporations, charitable organizations, and state or municipal government entities. He is also co-owner of Stern & Heatwole Financial Group, PC and Stern and Heatwole LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
09/14/2018 - Present
Commonwealth Financial Network (Harrisonburg VA)
VA
11/02/2010 - 09/25/2018
LPL FINANCIAL LLC (HARRISONBURG VA)
VA
12/06/2000 - 11/02/2010
UVEST FINANCIAL SERVICES GROUP, INC. (HARRISONBURG VA)
AZ
11/03/1997 - 12/11/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
VA
10/12/1993 - 11/10/1997
INVESTORS SECURITY COMPANY, INC. (SUFFOLK VA)
MA
10/19/1988 - 10/27/1993
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 10/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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