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Norman Howard Siegal

Northcoast Research Partners, LLC

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About Norman Howard Siegal

Norman Howard Siegal is a Registered Representative with Northcoast Research Partners, LLC, in Cleveland, Ohio. Norman has been in the securities industry since March 1988. Prior to joining Northcoast Research Partners, LLC, Norman was employed by America Northcoast Securities, Inc., KeyBanc Capital Markets Inc., Roulston Research Corp. and Prudential-Bache Securities Inc. Norman is registered with the following states: Connecticut, Delaware, Maryland, Massachusetts, Michigan, Minnesota, New Jersey, New York, Ohio, and Pennsylvania. Norman's certifications include the Series 3, 7, 24, 63, and 66 examinations.

Firm Information

Norman Siegal is currently registered with Northcoast Research Partners, LLC. Northcoast Research Partners, LLC is a Limited Liability Company formed on October 29, 2008, and headquartered in Ohio. The firm is registered with the SEC and in 22 states and offers advisory services including security ratings, educational seminars, and publication of periodicals. They serve 6 investment companies and corporations or other businesses. They have 26 registered representatives and provide investment advisory functions to 23 clients.

Not reported

Assets Under Management

54

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Norman Siegal’s Registration & Firm History

OH

01/06/2024 - Present

Northcoast Research Partners, LLC (CLEVELAND OH)

OH

08/28/2009 - 06/04/2017

AMERICA NORTHCOAST SECURITIES, INC. (CLEVELAND OH)

OH

11/01/1995 - 08/21/2009

KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)

OH

09/01/1989 - 11/07/1995

ROULSTON RESEARCH CORP. (CLEVELAND OH)

NY

11/25/1987 - 05/17/1989

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/03/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/08/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

BC

Issued 05/29/1986

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Norman Howard Siegal.
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