Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Morgan is a financial advisor based in New York, NY. Norman has been in the financial services industry since 1986. Norman is currently registered with Nylife Securities LLC. Norman has held previous registrations with Nationwide Securities, LLC, 1717 Capital Management Company, MetLife Securities Inc., Metropolitan Life Insurance Company, and MONY Securities Corporation. Norman is licensed in New York and North Carolina. Norman holds the Series 6, Series 63, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/22/2009 - Present
Nylife Securities LLC (NEW YORK NY)
NY
08/01/2008 - 01/26/2009
NATIONWIDE SECURITIES, LLC (GARDEN CITY NY)
NY
02/19/2003 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (GARDEN CITY NY)
MA
12/22/2000 - 01/24/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/22/2000 - 01/24/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
11/27/1985 - 12/06/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 01/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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