Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman H. Raymond is a financial advisor with over 50 years of experience in the financial services industry. He currently works at Stifel, Nicolaus & Company, Inc. and is registered in multiple states including New Jersey, Texas, California, Florida, Illinois, and more. Prior to Stifel, Nicolaus & Company, Inc., Norman H. Raymond worked at Ryan Beck & Co., and Gruntal & Co., L.L.C.. Norman H. Raymond provides financial advisory services to individuals, businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/29/2021 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NJ
04/29/2002 - 04/24/2007
RYAN BECK & CO. (ROSELAND NJ)
NY
05/20/1974 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
12/10/1970 - 06/06/1974
JANNEY MONTGOMERY SCOTT INC.
IA
Issued 01/09/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/19/1996
Series 24 - General Securities Principal Examination
BC
Issued 09/13/1977
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1981
Series 5 - Interest Rate Options Examination
BC
Issued 07/01/1977
PC - AMEX Put and Call Exam
BC
Issued 02/17/1969
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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