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Norman Geatz Fitzpatrick

Lazard Asset Management Securities LLC

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About Norman Geatz Fitzpatrick

Norman Fitzpatrick is a financial advisor with Lazard Asset Management Securities LLC. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 6, 31, and 66 licenses. Norman has worked in the financial industry since 2004 and has extensive experience in investment advisory services. Norman has previously worked with Columbia Management Investment Distributors, Inc., Riversource Distributors, Inc., Pioneer Funds Distributor, Inc. and Constellation Investment Distribution Company Inc. He has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Norman Fitzpatrick is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Norman Fitzpatrick’s Registration & Firm History

NY

06/30/2015 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

MN

01/02/2009 - 07/02/2015

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

05/09/2007 - 01/02/2009

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MA

10/28/2005 - 03/23/2007

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

PA

10/18/2004 - 10/31/2005

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC. (JENKINTOWN PA)

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Licenses & Designations

BOTH

Issued 02/10/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/10/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2015

Series 31 - Futures Managed Funds Examination

BC

Issued 12/30/2005

Series 7 - General Securities Representative Examination

BC

Issued 10/15/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Norman Geatz Fitzpatrick.
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