Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Frank Pierce is a financial advisor registered with Principal Securities, Inc. He is based in Charlotte, North Carolina. Norman has been working in the financial industry since 2001 and has a variety of experience with investment products and services. He is committed to providing personalized financial advice to help his clients achieve their financial goals. Norman specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
NC
08/22/2023 - Present
Principal Securities, Inc. (Charlotte NC)
NY
05/29/2018 - 07/13/2023
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
OH
06/01/2015 - 09/11/2017
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NC
03/14/2014 - 02/05/2015
NFP ADVISOR SERVICES, LLC (CHARLOTTE NC)
IN
01/31/2007 - 09/19/2013
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
NC
04/07/2006 - 01/22/2007
MML INVESTORS SERVICES, INC. (GRENSBORO NC)
NC
01/22/2001 - 04/06/2006
PRINCOR FINANCIAL SERVICES CORPORATION (GREENSBORO NC)
IA
Issued 12/15/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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