Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Hall is a financial advisor with over 30 years of experience in the industry. Norman currently works at LPL Financial LLC and has previously been registered with a number of other firms including Calton & Associates, Inc., WFG Investments, Inc., NFP Securities, Inc., Simmons First Investment Group, Inc., BOSC, Inc., Investment Professionals, Inc., Morgan Keegan & Company, Inc., Crews & Associates, Inc., Powell & Satterfield, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America. Norman holds Series 6, 7, 63, 65, 79 and SIE licenses. Norman provides financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors. Norman also offers consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AR
04/09/2020 - Present
LPL Financial LLC (LITTLE ROCK AR)
AR
08/23/2013 - 04/09/2020
CALTON & ASSOCIATES, INC. (LITTLE ROCK AR)
AR
08/26/2009 - 08/21/2013
CALTON & ASSOCIATES, INC. (LITTLE ROCK AR)
AR
10/03/2008 - 08/28/2009
WFG INVESTMENTS, INC. (LITTLE ROCK AR)
AR
09/21/2006 - 10/03/2008
NFP SECURITIES, INC. (LITTLE ROCK AR)
AR
08/02/2005 - 09/18/2006
SIMMONS FIRST INVESTMENT GROUP, INC. (LITTLE ROCK AR)
OK
04/24/2003 - 07/06/2005
BOSC, INC. (TULSA OK)
TX
08/19/2002 - 03/25/2003
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
TN
03/09/1999 - 08/21/2002
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
AR
12/15/1992 - 07/06/1998
CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)
AR
11/27/1991 - 12/14/1992
POWELL & SATTERFIELD, INC. (LITTLE ROCK AR)
NJ
07/28/1989 - 03/21/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/28/1989 - 03/21/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 10/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1991
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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