Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Eric Nelson is a financial advisor at Raymond James & Associates, Inc. Norman has been in the financial services industry since 1987. Norman is licensed to provide investment advice in several states, including Pennsylvania, Texas and Utah. Norman is a Series 7, Series 3, and Series 63 licensed registered representative, as well as a Series 65 licensed investment advisor representative. Norman has also passed the SIE exam. Norman has experience with various types of clients including high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/09/2024 - Present
Raymond James & Associates, Inc. (WEST CONSHOHOCKEN PA)
NJ
10/28/1994 - 04/01/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
05/30/1989 - 11/03/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
PA
03/25/1987 - 06/12/1989
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
IA
Issued 05/04/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1990
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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