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Norman Edmond Ross

Lion Street Financial, LLC

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About Norman Edmond Ross

Norman Edmond Ross is a financial advisor with over 30 years of experience in the financial services industry. Norman is currently registered with Lion Street Financial, LLC and has been with them since March 2021. Prior to joining Lion Street Financial, LLC, Norman was with ROSS SECURITIES CORPORATION. Norman holds the Series 6, Series 26, Series 63 and SIE licenses. Norman is registered in seven states including Alaska, California, Colorado, Connecticut, Florida, Georgia and New York.

Firm Information

Norman Ross is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Norman Ross’s Registration & Firm History

NY

03/02/2021 - Present

Lion Street Financial, LLC (NEW YORK NY)

NY

12/13/2001 - 01/22/2021

ROSS SECURITIES CORPORATION (NEW YORK NY)

NY

09/08/1992 - 10/27/2009

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

03/24/2000 - 12/20/2001

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

NY

04/21/1993 - 02/28/2000

HSM&R FINANCIAL SERVICES CORPORATION (NEW YORK NY)

CA

11/12/1993 - 09/18/1997

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

07/22/1993 - 02/08/1995

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/04/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Norman Edmond Ross.
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