Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman E Sienko Jr. is a financial professional with over 30 years of experience in the industry. Norman has been registered with the Securities and Exchange Commission (SEC) since 1989 and holds Series 7, 24, 63 and 66 licenses. Norman is currently employed by UBS Asset Management (us) Inc. and has been with the firm since 2015. Prior to joining UBS Asset Management (us) Inc. Norman worked at UBS Financial Services Inc. for 20 years. Norman holds a Series 24 license, which qualifies him to be a General Securities Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/29/2015 - Present
UBS Asset Management (us) Inc. (NEW YORK NY)
NJ
01/28/1995 - 07/06/2015
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/20/1989 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 12/02/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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