Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Adams is a financial advisor with over 40 years of experience in the financial industry. Norman has a wide range of experience in the financial industry. He is a registered representative of Tocqueville Securities L.P., and an investment advisor representative of Tocqueville Asset Management LP, both of which are based in New York, NY. Norman has a diverse set of credentials and has been involved in several roles over the years at various firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/21/2021 - Present
Tocqueville Asset Management LP (NEW YORK NY)
VA
01/07/1997 - 09/15/2004
DAVENPORT & COMPANY LLC (RICHMOND VA)
VA
11/13/1989 - 01/03/1997
BRANCH, CABELL & CO., L.P., L.L.P (RICHMOND VA)
NC
02/11/1980 - 11/16/1989
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
05/05/1978 - 03/08/1980
DAIN, BOSWORTH INCORPORATED
NA
06/01/1977 - 05/05/1978
BOSWORTH SULLIVAN & COMPANY INCORPORATED
IA
Issued 10/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/1991
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2001
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 09/14/1987
Series 3 - National Commodity Futures Examination
BC
Issued 07/28/1982
Series 5 - Interest Rate Options Examination
BC
Issued 05/21/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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