Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Schlismann is a financial advisor with over 40 years of experience in the industry. Norman has been registered with Mesirow Financial Investment Management, Inc. since November 2001. Norman is also a registered investment advisor and is currently registered in California and Illinois. Mesirow Financial Investment Management, Inc. is a registered investment advisor with a broad range of investment services, including financial planning, portfolio management, and pension consulting. The firm serves a variety of clients, including individuals, businesses, corporations, insurance companies, investment companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
09/28/2006 - Present
Mesirow Financial Investment Management, Inc. (CHICAGO IL)
NY
12/15/1986 - 11/15/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
03/23/1984 - 12/23/1986
E. F. HUTTON & COMPANY INC
NA
09/24/1979 - 04/04/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/16/1979 - 11/22/1979
SHEARSON LOEB RHOADES INC.
NA
06/26/1979 - 07/16/1979
LOEB PARTNERS
IA
Issued 12/30/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/16/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 02/02/1988
Series 5 - Interest Rate Options Examination
BC
Issued 10/23/1987
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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