Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Eccarius is a financial advisor with over 20 years of experience in the financial services industry. Norman is currently registered with AE Wealth Management, LLC. Norman has held previous registrations with several firms, including National Planning Corporation, Saxony Securities, Inc., LaSalle St Securities, L.L.C., Eisner Securities, Inc., Royal Alliance Associates, Inc. and Washington Square Securities, Inc. Norman's specialties include financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Norman holds Series 6, 7, 63 and 65 licenses and the SIE. Norman is currently licensed in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
11/13/2023 - Present
AE Wealth Management, LLC (Saint Charles MO)
CT
03/24/2008 - 02/09/2017
NATIONAL PLANNING CORPORATION (GLASTONBURY CT)
MO
04/10/2002 - 03/10/2008
SAXONY SECURITIES, INC. (ST. PETERS MO)
IL
10/22/2001 - 04/11/2002
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
MO
01/26/1999 - 10/01/2001
EISNER SECURITIES, INC. (ST. LOUIS MO)
AZ
07/25/1995 - 01/20/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CT
01/14/1993 - 07/26/1995
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 08/28/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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