Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Curtis Button is a financial advisor registered with Wells Fargo Clearing Services, LLC. Norman has over 20 years of experience in the financial services industry and has held registrations in several states. Norman holds several licenses and certifications, including the Series 7, Series 6, Series 63 and Series 65 licenses. He is also a Certified Financial Planner. Norman is committed to providing his clients with personalized financial advice and guidance. He specializes in working with high net worth individuals, corporations, and charitable organizations. Norman believes in building long-term relationships with his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
12/09/2020 - Present
Wells Fargo Clearing Services, LLC (JOHNSON CITY NY)
NY
04/20/2000 - 10/22/2007
CITIGROUP GLOBAL MARKETS INC. (ITHACA NY)
BC
Issued 05/02/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/01/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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