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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Caldwell is a financial advisor who has been in the industry since 2001. Norman is registered with the state of Florida as an Investment Advisor Representative and has been affiliated with Creative Planning since 2016. Norman has a wide range of experience working with clients in various areas, including individuals, businesses, corporations, charitable organizations, pension and profit sharing plans, and pooled investment vehicles. Previously, Norman was employed by Woodbury Financial Services, Inc., WMA Securities, Inc., and Global Financial Private Capital. Norman holds the Series 6, 7, 63, and 65 licenses. Norman is a dedicated and experienced advisor who can help you reach your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/19/2016 - Present
Creative Planning (Fort Lauderdale FL)
MN
04/04/2002 - 09/13/2002
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
10/03/2001 - 03/20/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 10/23/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/02/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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