Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Casey Sears is an active investment advisor registered with the state of North Carolina. Norman has been in the industry since 2006 and holds registrations with several other states including Alabama, Georgia, Maryland, Massachusetts, New York, South Carolina, South Dakota, and Virginia. Norman currently works for Edward Jones as a Registered Representative. Prior to Edward Jones, Norman was employed with Lincoln Financial Distributors, Inc. and Jefferson Pilot Securities Corporation. Norman's certifications include the Series 6, Series 7, and Series 66. Norman's specializations include retirement planning, mutual funds, annuities, bonds, and stocks.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
10/09/2017 - Present
Edward Jones (WASHINGTON NC)
NC
05/31/2006 - 05/30/2008
LINCOLN FINANCIAL DISTRIBUTORS, INC. (GREENSBORO NC)
NC
10/05/2005 - 06/01/2006
JEFFERSON PILOT SECURITIES CORPORATION (GREENSBORO NC)
BOTH
Issued 10/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/04/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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