Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Loewenstern has been in the securities industry since August 13, 1969. Norman is a registered representative of B. Riley Wealth Advisors, Inc. and has been with the firm since July 2022. Prior to joining B. Riley Wealth Advisors, Inc., Norman was with Southwest Securities, Inc. and Wunderlich Securities, Inc.. Norman has a broad range of experience in the securities industry, including experience in financial planning, pension consulting, educational seminars, and portfolio management. Norman holds Series 63, Series 7, SIE, and Series 1 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/27/2022 - Present
B. Riley Wealth Advisors, Inc. (Houston TX)
TX
06/24/2009 - 10/16/2015
HILLTOP SECURITIES INC. (HOUSTON TX)
CA
06/01/2009 - 07/01/2009
MORGAN STANLEY SMITH BARNEY (ST. HELENA CA)
CA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ST. HELENA CA)
MD
02/14/1994 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
01/01/1991 - 02/16/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/14/1969 - 01/01/1991
ROTAN MOSLE INC.
BC
Issued 06/27/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1977
PC - AMEX Put and Call Exam
BC
Issued 08/06/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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