Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Alan Gates is a financial professional with over 20 years of experience in the securities industry. Norman is currently registered with FHN Financial Securities Corp. and holds a Series 7, Series 24, Series 52, Series 63, and Series 79TO license. Norman has been active in the industry since 2001 and has held various positions within the financial services sector. Norman specializes in investment banking and municipal securities. Norman is committed to providing clients with personalized financial advice and strategies to meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TN
06/27/2001 - Present
FHN Financial Securities Corp. (MEMPHIS TN)
BC
Issued 10/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/28/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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