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Norman Adams Pickron

Mizuho Securities USA LLC

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About Norman Adams Pickron

Norman Pickron is a securities professional with over a decade of experience in the financial industry. Norman's career began in 2005 and has spanned multiple firms, including Group One Trading, L.P., Barclays Capital Inc., and RBC Capital Markets, LLC. Norman's expertise encompasses a broad range of financial products and services, as demonstrated by his licenses and registrations, including Series 7, Series 55, Series 57TO and Series 63. Currently, Norman is registered with Mizuho Securities USA LLC and serves clients across the United States.

Firm Information

Norman Pickron is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Norman Pickron’s Registration & Firm History

NY

09/09/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

12/03/2020 - 04/25/2024

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

10/25/2012 - 12/14/2020

BARCLAYS CAPITAL INC. (NEW YORK NY)

IL

05/03/2011 - 08/12/2011

GROUP ONE TRADING, L.P. (CHICAGO IL)

IL

06/22/2005 - 02/22/2007

GROUP ONE TRADING, L.P. (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/30/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/24/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Norman Adams Pickron.
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