Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norma? Claim Your ProfileNorma Knox is a financial advisor at Wells Fargo Clearing Services, LLC. Norma has been in the industry for over 20 years and has a wide range of experience in providing investment advice to individuals and families. Norma is registered to provide investment advice in 30 states and has earned the Series 7, Series 63, and SIE licenses. Norma has previously worked at Oppenheimer & Co. Inc., Edward Jones and Wachovia Securities, LLC. Norma's expertise lies in providing financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
10/26/2022 - Present
Wells Fargo Clearing Services, LLC (WICHITA KS)
KS
02/18/2009 - 10/28/2022
OPPENHEIMER & CO. INC. (WICHITA KS)
KS
05/04/2005 - 02/19/2009
EDWARD JONES (AUGUSTA KS)
MO
09/03/2004 - 11/01/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
01/16/2004 - 08/19/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/14/2003 - 01/30/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 02/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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