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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norma? Claim Your ProfileNorma Hartline is a financial advisor with Morgan Stanley. Norma has been in the industry since October 2001 and has held licenses in several states. Norma holds the Series 7, 31, 63, and 66 licenses as well as the SIE exam. In addition to her work at Morgan Stanley, Norma has also held prior roles at MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC. Norma works with a variety of clients, including individuals, families, businesses, and institutions. Norma specializes in financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CO
07/17/2009 - Present
Morgan Stanley (Greenwood Village CO)
CO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CENTENNIAL CO)
AZ
10/08/2001 - 04/02/2007
MORGAN STANLEY DW INC. (SURPRISE AZ)
BOTH
Issued 10/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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