Unclaimed
Norma Elizabeth Enciso is a financial professional with over 5 years of experience in the industry. Norma is currently registered with Fidelity Brokerage Services LLC. Before joining Fidelity Brokerage Services LLC, Norma worked at TRIAD ADVISORS LLC and WELLS FARGO CLEARING SERVICES, LLC. Norma holds Series 63, Series 10, Series 9, SIE, and Series 7 licenses. Norma is licensed to provide investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/07/2021 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
NC
07/11/2019 - 09/21/2021
TRIAD ADVISORS LLC (Raleigh NC)
NC
06/07/2018 - 06/18/2019
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BC
Issued 06/21/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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