Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norma? Claim Your ProfileNorma Williams is a registered representative and investment advisor representative with Fidelity Personal And Workplace Advisors. Norma is based in LAURELTON, NY and has been in the financial services industry for 21 years. Norma has a wide range of experience in the industry. Norma has passed Series 6, 7, 63, 66, and SIE exams. Norma is licensed in 52 states. Norma has worked at several firms before joining Fidelity Personal And Workplace Advisors, including ALLSTATE FINANCIAL SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WM FINANCIAL SERVICES, INC. and DIME SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/10/2021 - Present
Fidelity Personal AND Workplace Advisors (LAURELTON NY)
NY
09/11/2020 - 07/23/2021
ALLSTATE FINANCIAL SERVICES, LLC (Hauppauge NY)
NY
12/11/2019 - 08/19/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
CA
05/01/2002 - 07/18/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
07/24/1996 - 05/01/2002
DIME SECURITIES, INC. (BROOKLYN NY)
BOTH
Issued 03/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/06/2019
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Norma Williams is the right advisor for you? Invested Better is here to help.
