Unclaimed
Norma Correa Quiroga is a registered representative with Principal Securities, Inc. and has been in the securities industry since December 19, 2005. Norma is registered in California and Texas and offers a range of financial services, including financial planning, pension consulting, and educational seminars. Norma's previous experience includes working with Financial Telesis Inc. and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
06/16/2021 - Present
Principal Securities, Inc. (DES MOINES IA)
CA
02/01/2007 - 05/01/2007
FINANCIAL TELESIS INC (TORRANCE CA)
CA
11/02/2005 - 02/01/2007
PRINCOR FINANCIAL SERVICES CORPORATION (TORRANCE CA)
BOTH
Issued 08/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/01/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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