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Noren Anaite De la rosa

TP Icap Global Markets Americas LLC

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About Noren Anaite De la rosa

Noren Anaite De la rosa is a financial professional with over 10 years of experience in the industry. Noren Anaite De la rosa is currently registered with TP Icap Global Markets Americas LLC. Previously, Noren Anaite De la rosa was associated with BTMU Securities, Inc., Lord Abbett Distributor LLC, Meyers Associates, L.P. and SG Americas Securities, LLC. Noren Anaite De la rosa holds FINRA Series 63, Series 7, and SIE licenses. Noren Anaite De la rosa is licensed to provide financial advice in New Jersey and New York.

Firm Information

Noren De la rosa is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Noren De la rosa’s Registration & Firm History

NY

11/23/2016 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

03/17/2016 - 11/16/2016

BTMU SECURITIES, INC. (New York NY)

NJ

04/14/2014 - 02/09/2015

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

NY

10/28/2013 - 11/07/2013

MEYERS ASSOCIATES, L.P. (NEW YORK NY)

NY

06/02/2011 - 11/08/2011

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/13/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Noren Anaite De la rosa.
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