Unclaimed
Noren Anaite De la rosa is a financial professional with over 10 years of experience in the industry. Noren Anaite De la rosa is currently registered with TP Icap Global Markets Americas LLC. Previously, Noren Anaite De la rosa was associated with BTMU Securities, Inc., Lord Abbett Distributor LLC, Meyers Associates, L.P. and SG Americas Securities, LLC. Noren Anaite De la rosa holds FINRA Series 63, Series 7, and SIE licenses. Noren Anaite De la rosa is licensed to provide financial advice in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/23/2016 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
03/17/2016 - 11/16/2016
BTMU SECURITIES, INC. (New York NY)
NJ
04/14/2014 - 02/09/2015
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NY
10/28/2013 - 11/07/2013
MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NY
06/02/2011 - 11/08/2011
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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