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Noreen Ann Hickey

Mufg Securities Americas Inc.

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About Noreen Ann Hickey

Noreen Hickey is a securities professional with over 30 years of experience in the financial services industry. Noreen is currently registered with MUFG Securities Americas Inc. in New York, NY. Previously, Noreen has held positions at HSBC Securities (USA) Inc., Prudential Securities Incorporated, CITICORP SECURITIES, INC., and Salomon Brothers Inc. Noreen holds Series 7 and Series 63 licenses and is also a SIE exam holder.

Firm Information

Noreen Hickey is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Noreen Hickey’s Registration & Firm History

NY

06/08/2009 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

07/06/2000 - 05/01/2009

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

09/29/1998 - 06/13/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

05/10/1994 - 09/03/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

NY

11/16/1992 - 04/16/1993

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Noreen Ann Hickey.
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