Unclaimed
Noreen Hickey is a securities professional with over 30 years of experience in the financial services industry. Noreen is currently registered with MUFG Securities Americas Inc. in New York, NY. Previously, Noreen has held positions at HSBC Securities (USA) Inc., Prudential Securities Incorporated, CITICORP SECURITIES, INC., and Salomon Brothers Inc. Noreen holds Series 7 and Series 63 licenses and is also a SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/08/2009 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
07/06/2000 - 05/01/2009
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
09/29/1998 - 06/13/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/10/1994 - 09/03/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
NY
11/16/1992 - 04/16/1993
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 07/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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