Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norbert? Claim Your ProfileNorbert Naths is a financial advisor currently registered with Alera Investment Advisors, LLC. Norbert is a registered investment advisor in Colorado. Norbert has been in the financial services industry for over 27 years and has held past positions with firms such as Sentry Equity Services, Inc., LTC Investment Services, Inc., Park Avenue Securities LLC and Guardian Investor Services LLC. Norbert is experienced in providing portfolio management, financial planning, and pension consulting services to clients. Norbert is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
05/08/2024 - Present
Alera Investment Advisors, LLC (HIghlands Ranch CO)
WI
04/26/2018 - 06/06/2023
SENTRY EQUITY SERVICES, INC. (STEVENS POINT WI)
CO
06/26/2015 - 05/25/2016
LTC INVESTMENT SERVICES, INC. (DENVER CO)
NY
03/31/2015 - 05/13/2015
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
04/16/2014 - 03/31/2015
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
AZ
08/19/2013 - 11/01/2013
BIC DISTRIBUTORS, LLC (PHOENIX AZ)
CO
06/02/2005 - 02/13/2013
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
SC
12/19/2003 - 04/13/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
08/07/2003 - 12/19/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
CO
06/04/2002 - 07/11/2003
TCADVISORS NETWORK INC. (CENTENNIAL CO)
MD
01/19/2000 - 05/29/2002
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
NY
09/01/1998 - 01/21/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/10/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NJ
10/23/1995 - 02/18/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IA
Issued 11/02/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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