Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norbert? Claim Your ProfileNorbert Witt is a financial advisor with over 40 years of experience in the financial services industry. Norbert is currently a Registered Representative with United Planners' Financial Services of America A Limited Partner, where he provides financial planning services to individuals and families. Norbert has been in this role since September 2024. He is also a registered Investment Advisor Representative in New York and Texas. Norbert is dedicated to providing personalized financial advice to his clients, helping them reach their financial goals. He has extensive experience in various financial areas, including tax planning, investment management, and retirement planning. Previously, Norbert was a Registered Representative with LPL Financial LLC, Invest Financial Corporation, NFP Securities, Inc., Securities Service Network, Inc., TC Advisors Network Inc., Aegon USA Securities Inc., Securities America, Inc., Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, Westmoreland Capital Corporation and First Jersey Securities, Inc. He also has a long history of experience in insurance and tax preparation. Norbert is committed to providing his clients with the knowledge and resources they need to make informed financial decisions.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/03/2024 - Present
United Planners' Financial Services OF America A Limited Partner (AMHERST NY)
NY
02/14/2018 - 10/19/2021
LPL FINANCIAL LLC (AMHERST NY)
NY
08/07/2012 - 02/14/2018
INVEST FINANCIAL CORPORATION (AMHERST NY)
NY
11/18/2004 - 08/13/2012
NFP SECURITIES, INC. (WEST AMHERST NY)
TN
06/25/1997 - 11/16/2004
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
CO
11/11/1999 - 10/10/2000
TCADVISORS NETWORK INC. (CENTENNIAL CO)
IA
01/02/1992 - 05/30/1997
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
NE
03/20/1990 - 12/20/1991
SECURITIES AMERICA, INC. (LAVISTA NE)
AZ
11/19/1989 - 03/15/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
01/05/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
08/13/1986 - 12/23/1986
WESTMORELAND CAPITAL CORPORATION
NA
06/28/1982 - 08/01/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 07/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Norbert Witt is the right advisor for you? Invested Better is here to help.
