Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norbert? Claim Your ProfileNorbert Garcia is a financial advisor with over 27 years of experience in the industry. Norbert has a Series 6, Series 63, Series 26 and SIE license. Norbert is currently registered as a broker-dealer and investment advisor representative with LPL Financial LLC. Norbert is also registered in various states, including California, Texas, Florida, Massachusetts, Nevada, and Oregon. Norbert previously worked with Transamerica Financial Advisors, Inc. and World Group Securities, Inc. Norbert's expertise includes investment consulting, financial planning, and portfolio management for individuals and businesses. Norbert is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/04/2024 - Present
LPL Financial LLC (MISSION VIEJO CA)
CA
01/06/2012 - 12/11/2023
TRANSAMERICA FINANCIAL ADVISORS, INC (CORONA CA)
CA
04/12/2002 - 01/06/2012
WORLD GROUP SECURITIES, INC. (CORONA CA)
GA
06/27/1996 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 11/08/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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