Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norbert? Claim Your ProfileNorbert Kozma is a financial advisor with over 20 years of experience in the industry. Norbert is currently registered with I-Bankers Securities, Inc. and previously held registrations with I-BANKERS DIRECT, LLC, DAWSON JAMES SECURITIES, INC., NATIONAL SECURITIES CORPORATION, CAPITAL GROWTH FINANCIAL, LLC, HUNTER SCOTT FINANCIAL LLC., and NEWBRIDGE SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/31/2023 - Present
I-Bankers Securities, Inc. (Boca Raton FL)
FL
08/01/2018 - 06/11/2024
I-BANKERS DIRECT, LLC (Boca Raton FL)
FL
03/06/2017 - 12/26/2018
I-BANKERS SECURITIES, INC. (DELRAY BEACH FL)
FL
11/07/2013 - 03/28/2017
DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)
FL
02/07/2008 - 11/05/2013
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
10/01/2007 - 02/07/2008
CAPITAL GROWTH FINANCIAL, LLC (BOCA RATON FL)
FL
05/12/2004 - 10/02/2007
HUNTER SCOTT FINANCIAL LLC. (DELRAY BEACH FL)
FL
08/14/2003 - 05/17/2004
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
BC
Issued 08/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Norbert Kozma is the right advisor for you? Invested Better is here to help.
