Unclaimed
Norbert Charles Martz is an investment advisor representative with Pruco Securities, LLC, a broker-dealer firm based in Newark, New Jersey. Norbert has been working in the financial industry since 2014, specializing in providing investment advice for individuals, businesses, and trusts and estates. Norbert is licensed to sell securities in Arizona, California, Idaho, Iowa, Michigan, and Ohio. Norbert holds the Series 6 and Series 63 licenses as well as the Securities Industry Essentials (SIE) designation. He is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
MI
07/30/2014 - Present
Pruco Securities, LLC (Auburn Hills MI)
BC
Issued 07/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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