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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noralee? Claim Your ProfileNoralee Mary Meeks is a financial advisor in Austin, Texas, and has been working in the industry since April 29, 1993. Noralee is currently registered with Morgan Stanley and has been with the firm since June 2009. Prior to joining Morgan Stanley, Noralee worked at Citigroup Global Markets Inc. Noralee holds the Series 7, 31, and 65 securities licenses as well as the Series 63. Noralee provides a wide range of services to her clients, including asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Austin TX)
TX
11/29/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AUSTIN TX)
CA
08/19/1996 - 12/05/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
09/12/1995 - 08/19/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
10/15/1993 - 11/17/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
07/19/1988 - 01/02/1989
FIRST INTERSTATE BROKERAGE OF TEXAS, INC.
IA
Issued 01/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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