Unclaimed
Nora Virginia Castro is a financial advisor with Ameriprise Financial Services, LLC. Castro has been in the financial industry for over 35 years. Castro has a wide range of experience in the financial industry, including working with Morgan Stanley, Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Oppenheimer & Co., Inc. Castro has a broad range of specializations, including retirement planning, investment strategies, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
03/04/2019 - Present
Ameriprise Financial Services, LLC (AUSTIN TX)
TX
06/01/2009 - 02/19/2019
MORGAN STANLEY (AUSTIN TX)
NV
08/01/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAS VEGAS NV)
NV
09/08/2000 - 08/05/2008
WACHOVIA SECURITIES, LLC (LAS VEGAS NV)
NY
12/10/1993 - 09/12/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/13/1989 - 12/20/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
04/23/1985 - 06/29/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 09/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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