Unclaimed
Nora Therese Wallace is a registered representative with Fidelity Brokerage Services LLC. She has passed the Series 63, Series 7TO, and SIE exams and is licensed in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Nora has been in the industry since October 20, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
10/21/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 10/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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